Essai sur l'inégalité des races humaines (Essay on the Inequality of the Human Races, 1853–1855) is the famous work of French writer Joseph Arthur, Comte de Gobineau, which argues that there are differences between human races, that civilizations decline and fall when the races are mixed and that the white race is superior. It is today considered to be one of the earliest examples of scientific racism.
Expanding upon Boulainvilliers' use of ethnography to defend the Ancien Régime against the claims of the Third Estate, Gobineau aimed for an explanatory system universal in scope: namely, that race is the primary force determining world events. Using scientific disciplines as varied as linguistics and anthropology, Gobineau divides the human species into three major groupings, white, yellow and black, claiming to demonstrate that "history springs only from contact with the white races." Among the white races, he distinguishes the Aryan race as the pinnacle of human development, comprising the basis of all European aristocracies. However, inevitable miscegenation led to the "downfall of civilizations".
Gobineau was a Legitimist who despaired at France's decline into republicanism and centralization. The book was written after the 1848 revolution when Gobineau began studying the works of Xavier Bichat and Johann Blumenbach.
The book was dedicated to King George V of Hanover (1851–66), the last king of Hanover. In the dedication, Gobineau writes that he presents to His Majesty the fruits of his speculations and studies into the hidden causes of the "revolutions, bloody wars, and lawlessness" ("révolutions, guerres sanglantes, renversements de lois") of the age.
In a letter to Count Anton von Prokesch-Osten in 1856 he describes the book as based upon "a hatred for democracy and its weapon, the Revolution, which I satisfied by showing, in a variety of ways, where revolution and democracy come from and where they are going."
Gobineau and the Bible
In Vol I, chapter 11, "Les différences ethniques sont permanentes" ("The ethnic differences are permanent"), Gobineau writes that "Adam is the originator of our white species" ("Adam soit l'auteur de notre espèce blanche"), and creatures not part of the white race are not part of that species. By this Gobineau refers to his division of humans into three main races: white, black, and yellow. The biblical division into Hamites, Semites, and Japhetites is for Gobineau a division within the white race. In general, Gobineau considers the Bible to be a reliable source of actual history, and he was not a supporter of the idea of polygenesis.
Josiah Clark Nott hired Henry Hotze to translate the work into English. Hotze's translation was published in 1856 as The Moral and Intellectual Diversity of Races, with an added essay from Hotze and appendix from Nott. However, it "omitted the laws of repulusion and attraction, which were at the heart of Gobineau's account of the role of race-mixing in the rise and fall of civilizations". Gobineau was not pleased with the version; Gobineau was "particularly concerned that Hotze had ignored his comments on 'American decay generally and upon slaveholding in particular'."
The German translation Versuch über die Ungleichheit der Menschenrassen first appeared in 1897 and was translated by Ludwig Schemann, a member of the Bayreuth Circle and "one of the most important racial theorists of imperial and Weimar Germany".
A new English language version The Inequality of Human Races, translated by Adrian Collins, was published in Britain and the USA in 1915 and remains the standard English language version. It continues to be republished in the USA.
Steven Kale argues that Gobineau's "influence on the development of racial theory has been exaggerated and his ideas have been routinely misconstrued".
Gobineau's ideas found an audience in the United States and in German-speaking areas moreso than in France, becoming the inspiration for a host of racial theories, for example those of Houston Stewart Chamberlain. "Gobineau was the first to theorize that race was the deciding factor in history and the precursors of Nazism repeated some of his ideas, but his principle arguments were either ignored, deformed, or taken out of context in German racial thought".
German historian Joachim C. Fest, who wrote a biography of Hitler, describes Gobineau, in particular his negative views on race-mixing as expressed in his essay, as an eminent influence on Adolf Hitler and Nazism. Fest writes that the influence of Gobineau on Hitler can be easily seen and that Gobineau's ideas were used by Hitler in simplified form for demagogic purposes: "Significantly, Hitler simplified Gobineau's elaborate doctrine until it became demagogically usable and offered a set of plausible explanations for all the discontents, anxieties, and crises of the contemporary scene." However, Professor Steven Kale has cautioned that "Gobineau's influence on German racism has been repeatedly overstated".
Although cited by groups such as the Nazi Party, the text implicitly criticizes antisemitism and describes Jews in positive terms, the Jews being seen as a superbly forged race of "ancient Greek-like strength" of cohesion. Implicitly, the folk of Judah merely represented a wandering, semi-austral variation of Ur-Aryan blood-stock. Gobineau stated, "Jews... became a people that succeeded in everything it undertook, a free, strong, and intelligent people, and one which, before it lost, sword in hand, the name of an independent nation, had given as many learned men to the world as it had merchants." Philo-Judaic sentiment was intermixed with ethnological theories concerning the primally Indo-Iranian/Indo-Aryan archeogenetic matrix whence sprang the Jews. In these lines of speculative anthropology, the Jews were anciently (supposedly) primordially interpreted as of atypical Indo-European ethnicity: Judaic racial typology emerged from Iranid–Nordid founders, the details considered inessential, possessors of compatibly "white" "Aryan" blood being the main point. The latter-day "Hamiticized" Jewish folk came into existence from non-Afro-Asiatic Hurrian (or Horite), Jebusite, Amorite or early-Hittite, Mittani-affiliated racial nuclei, the "consensus science" of the time asserted. The blatantly, ironically almost aggressive pro-Jewish attitude of Gobineau, akin to Nietzsche in sheer admiration and lionization of the Jews as one of the "highest races", proved ideologically vertiginous to the Nazi propagandists and Procrustean thinkers—here Gobineau unmistakably contradicted perhaps the main pillar of Nazi political ideology, the schizoid, neo-Gnostic dualism of "Jewish demonology", painfully obvious as reflective of low-grade moral-intellectual barbarism. Incompatible with Nazi ideology, the Count's fervent Judaic positivity and total dearth of antisemitism the Nazis could only attempt to ignore or minimize away in the silence of hypocrisy.
- ^cited in Michael D. Biddiss Father of Racist Ideology: Social and Political Thought of Count Gobineau (1970) p514
- ^Robert Bernasconi and Tommy L. Lott (editors) The Idea of Race Hackett Publishing Co(2000) p45
- ^Lonnie A. Burnett Henry Hotze, Confederate Propagandist: Selected Writings on Revolution, Recognition, and Race The University of Alabama Press (2008) p5
- ^Richard S. Levy (Editor) Antisemitism: A Historical Encyclopedia of Prejudice and Persecution ABC-CLIO Ltd (2005) p640
- ^Kale, Steven (April 2010). "Gobineau, Racism, and Legitimism: a Royalist Heretic in Nineteenth-Century France". Modern Intellectual History. Cambridge University Press. 7 (1): 59. doi:10.1017/S1479244309990266.
- ^ abKale (2010) p. 60
- ^Fest, Joachim C. (2002). "Vision". Hitler. Mariner Books. pp. 210–211. ISBN 0-15-602754-2.
- ^Sabine, George (1988). Historia de la teoría política. Madrid: Fondo de Cultura Económica. ISBN 9789681641993.
- ^An Essay on the Inequality of the Human Races, Section 'The Influence of Locality'
- Gobineau, Arthur (Count Joseph Arthur de Gobineau) The Inequality of Human Races translated by Adrian Collins
- Gobineau, Arthur (Count Joseph Arthur de Gobineau) The Moral and Intellectual Diversity of Races, with particular reference to their perspective influence in the civil and political history of mankind translated by Henry Hotze
- Gobineau, Arthur (Count Joseph Arthur de Gobineau) Versuch Uber Die Ungleichheit Der Menschenracen' translated by Ludwig Schemann
Joseph-Arthur, Count de Gobineau (1816-1882), was a French aristocratic novelist, diplomat, and theorist whose ideas greatly influenced the development of racist thought in Europe and the United States. He rejected Enlightenment explanations for human diversity, including the impact of geography and cultural or political institutions, instead insisting on permanent and unequal racial characteristics passed down since the earliest days of humankind. He argued that human history was defined by the rise of pure races with superior characteristics who, through a process of mixing with inferior races, gradually lost their vitality and collapsed, leaving the stage clear for purer races to rise. In particular Gobineau championed Germanic “Aryans,” a concept borrowed from the study of ancient languages and then applied to an imagined, superior race with traces running throughout the white races.
He articulated these ideas in his lengthy Essay on the Inequality of Human Races (1853), which did not attract much attention until he became friends with the composer Richard Wagner and his daughter Cosima in the 1870s. They publicized his ideas within nationalist circles, forming an important link later to the Nazis, who appropriated much of Gobineau’s theory to suit their interests. A 1915 translation into English, excerpted here, really introduced Gobineau’s ideas to English-speaking nationalists and eugenicists. However, these later appropriations should not obscure the central focus of Gobineau’s work. Although German antisemites focused on Jews as the enemy of the Aryan race and American racists focused on the dangers of black-white miscegenation, Gobineau had some positive, if also stereotypical, things to say about Jews and blacks and their contributions to civilization, even as he firmly maintained the superiority of whites overall. Gobineau was far more worried about the threat posed to Aryans by other, inferior white peoples, Slavs and Celts in particular, whose traces could be seen among the lower classes. His frame of reference was the 1848 revolution and the threat posed by democracy, which had given him a glimpse of the collapse of European civilization.
In this excerpt, Gobineau defines “degeneracy” and establishes a basic narrative of how a conquering race loses vitality.
Here especially I must be concrete. I have just taken the example of a people in embryo, whose state is like that of a single family. I have given them the qualities which will allow them to pass into the state of a nation. Well, suppose they have become a nation. History does not tell me what the elements were that constituted the original group; all I know is that these elements fitted it for the transformation which I have made it undergo. Now that it has grown, it has only two possibilities. One or other of two destinies is inevitable. It will either conquer or be conquered.
I will give it the better part, and assume that it will conquer. It will at the same time rule, administer, and civilize. It will not go through its provinces, sowing a useless harvest of fire and massacre. Monuments, customs, and institutions will be alike sacred. It will change what it can usefully modify, and replace it by something better. Weakness in its hands will become strength. It will behave in such a way that, in the words of Scripture, it will be magnified in the sight of men.
I do not know if the same thought has already struck the reader; but in the picture which I am presenting -and which in certain features is that of the Hindus, the Egyptians, the Persians and the Macedonians – two facts appear to me to stand out. The first is that a nation, which itself lacks vigour and power, is suddenly called upon to share a new and better destiny – that of the strong masters into whose hands it has fallen; this was the case with the Anglo-Saxons, when they had been subdued by the Normans. The second fact is that a picked race of men, a sovereign people, with the usual strong propensities of such a people to cross its blood with another’s, find itself henceforth in close contact with a race whose inferiority is shown, not only by defeat, but also by the lack of the attributes that may be seen in the conquerors. From the very day when the conquest is accomplished and the fusion begins, there appears a noticeable change of quality in the blood of the masters. If there were no other modifying influence at work, then – at the end of a number of years, which would vary according to the number of peoples that composed the original stock – we should be confronted with a new race, less powerful certainly than the better of its two ancestors, but still of considerable strength. It would have developed special qualities resulting from the actual mixture, and unknown to the communities from which it sprang. But the case is not generally so simple as this, and the intermingling of blood is not confined for long to the two constituent peoples;
The empire I have just been imagining is a powerful one and its power is used to control its neighbors. I assume that there will be new conquests; and, every time, a current of fresh blood will be mingled with the main stream. Henceforth, as the nation grows, whether by war or treaty, its racial character changes more and more. It is rich, commercial, and civilized. The needs and the pleasures of other peoples find ample satisfaction in its capitals, tis great towns, and its ports; while its myriad attractions cause many foreigners to make it their home. After a short time, we might truly say that a distinction of castes takes the place of the original distinction of races.
Generally the dominating peoples begin by being far fewer in number than those they conquer; while, on the other hand, certain races that form the basis of the population in immense districts are extremely prolific – the Celts, for example, and the Slavs. This is yet another reason for the rapid disappearance of the conquering races. Again, their greater activity and the more personal part they take in the affairs of the State make them the chief mark for attack after a disastrous battle, a proscription, or a revolution. Thus, while by their very genius for civilization they collect round them the different elements in which they are to be absorbed, they are the victims, first of their original smallness of number, and then of a host of secondary causes which combine together for their destruction.
It is fairly obvious that the time when the disappearances take place will vary considerably, according to circumstances. Yet it does finally come to pass, and is everywhere quite complete, long before the end of the civilization which the victorious race is supposed to be animating. A people may often go on living and working, and even growing in power, after the active, generating force of its life and glory has ceased to exist. Does this contradict what I have said above? Not at all; for while the blood of the civilizing race is gradually drained away by being parcelled out among the peoples that are conquered or annexed, the impulse originally given to these people still persists. The institutions which the dead master had invented, the laws he had prescribed, the customs he had initiated – all these live after him. No doubt the customs, laws, and institutions have quite forgotten the spirit that informed their youth; they survive in dishonoured old age, every day more sapless and rotten. But so long as even their shadows remain, the building stands, the body seems to have a soul, the pale ghost walks. When the original impulse has worked itself out, the last word has been said. Nothing remains; the civilization is dead.
It think I now have all the data necessary for grappling with the problem of the life and death of nations; and I can say positively that a people will never die, if it remains eternally composed of the same national elements.
But, if like the Greeks, and the Romans of the later Empire, the people has been absolutely drained of its original blood, and the qualities conferred by the blood, then the day of its defeat will be the day of its death. It has used up the time that heaven granted at its birth, for it has completely changed its race, and with its race its nature. It is therefore degenerate.
In this passage, Gobineau argues that racial differences are permanent.
Whatever side, therefore, one may take in the controversy as to the unity or multiplicity of origin possessed by the human species, it is certain that the different families are to-day absolutely separate; for there is no external influence that could cause any resemblance between them or force them into a homogenous mass.
The existing races constitute separate branches of one or many primitive stocks. These stocks have now vanished. They are not known in historical times at all, and we cannot form even the most general idea of their qualities. They differed from each other in the shape of and proportion of the limbs, the structure of the skull, the internal conformation of the body, the nature of the capillary system, the colour of the skin, and the like; and they never succeeded in losing their characteristic features except under the powerful influence of the crossing of blood.
This permeance of racial qualities is quite sufficient to generate the radical unlikeness and inequality that exists between the different branches, to raise them to the dignity of natural laws, and to justify the same distinctions being drawn with regard to the physiological life of nations, as I shall show, later to be applicable to their moral life.
In this passage, Gobineau sums up his argument.
I have shown the unique place in the organic world occupied by the human species, the profound physical, as well as moral, differences separating it from all other kinds of living creatures. Considering it by itself, I have been able to distinguish, on physiological grounds alone, three great and clearly marked types, the black, the yellow, and the white. However uncertain the aims of physiology may be, however meagre its resources, however defective its methods, it can proceed thus far with absolute certainty.
The negroid variety is the lowest, and stands at the foot of the ladder. The animal character, that appears in the shape of the pelvis, is stamped on the negro from birth, and foreshadows his destiny. His intellect will always move within a very narrow circle. He is not however a mere brute, for behind his low receding brow, in the middle of his skull, we can see signs of a powerful energy, however crude its objects. If his mental faculties are dull or even non-existent, he often has an intensity of desire, and so of will, which may be called terrible. Many of his senses, especially taste and smell, are developed to an extent unknown to the other two races.
The very strength of his sensations is the most striking proof of his inferiority. All food is good in his eyes, nothing disgusts or repels him. What he desires to eat, to eat furiously, and to excess; no carrion is too revolting to be swallowed by him. It is the same with odours; his inordinate desires are satisfied with all, however coarse or even horrible. To these qualities may be added an instability and capriciousness of feeling, that cannot be tied down to an single object, and which, so far as he is concerned, do away with all distinctions of good and evil. We might even say that violence with which he pursues the object that has aroused his senses and inflamed his desires is guarantee of the desires being soon satisfied and the object forgotten. Finally, he is equally careless of his own life and that of others: he kills willingly, for the sake of killing; and this human machine, in whom it is so easy to arouse emotion, shows, in face of suffering, either a monstrous indifference or a cowardice that seeks a voluntary refuge in death.
The yellow race is the exact opposite of this type. The skull points forward, not backward. The forehead is wide and bony, often high and projecting. The shape of the face is triangular; the nose and chin showing none of the coarse protuberances taht mark the negro. There is further a general proneness to obesity, which, though not confined to the yellow type, is found there more frequently than in others. The yellow man has little physical energy, and is inclined to apathy; he commits none of the strange excesses sos common among negroes. His desires are feeble, his will-power rather obstinate than violent; his longing for material pleasures though constant, is kept within bounds. A rare glutton by nature, he shows far more discrimination in his choice of food. HE tends to mediocrity in everything; he understands easily enough anything not too deep or sublime. He has a love of utility and a respect for order, and knows the value of a certain amount of freedom. He is practical, int he narrowest sense of the word. He does not dream or theorize; he invents little, but can appreciate and take over what is useful to him. his whole desire is to live int eh easiest and most comfortable way possible. The yellow races are thus clearly superior to the black. Every founder of a civilization would wish the backbone of his society, his middle class, to consist of such men. But no civilized society could be created by them; they could not supply its nerve-force, or set in motion the springs of beauty and action.
We come now to the white peoples. These are gifted with reflective energy, or rather with an energetic intelligence. They have a feeling for utility, but in a sense far wider and higher, more courageous and ideal, than the yellow races; a perseverance that takes account of obstacles and ultimately finds a means of overcoming them; a greater physical power, an extraordinary instinct for order, not merely as a guarantee of peace and tranquility, but as an indispensable means of self-preservation. At the same time, they have a remarkable, and even extreme, love of liberty, and are openly hostile to the formalism under which the Chinese are glad to vegetate, as well as to the strict despotism which is the only way of governing the negro.
The white race are, further, distinguished by an extraoridinary attachment to life. They know better how to use it, and so,a s it would seem, set a greater price on it; both in their own persons and those of others, they are more sparing of life. When they are cruel, they are conscious of their cruelty; it is very doubtful whether such a consciousness exists in the negro. At the same time, they have discovered reasons why they should surrender this busy life of theirs, that is so precious to them. The principal motive is honour, which under various names has played an enormous part in the ideas of the race from the beginning. I need hardly add that the word honour, together with all the civilizing influences connoted by it, is unknown to both the yellow and the black man.
On the other hand, the immense superiority of the white peoples in the whole field of the intellect is balanced by an inferiority in the intensity of their sensations. In the world of the senses, the white man is far less gifted than the others, and so is less tempted and less absorbed by considerations of the body, although in physical structure he is far more vigorous.
Such are the three constituent elements of the human race I call them secondary types, as I think myself obliged to omit all discussion of the Adamite man. From the combination, by intermarriage, of the varieties of these types come the tertiary groups. The quaternary formations are produced by the union of one of these tertiary types, or of a pure-blooded tribe, with another group taken from one of the two foreign species.
Below these categories others have appeared – and still appear. Some the these are very strongly characterized, and form new and distinct points of departure, coming as they do form the races that have been completely fused. Others are incomplete, and ill-ordered, and, one might even say, anti-social, since their elements, being too numerous, too disparate, or too barbarous, have had neither the time nor the opportunity for combining to any fruitful purpose. No limits, except the horror excited by the possibility of infinite intermixture, can be assigned to the number of these hybrid and chequered races that make up the whole of mankind.
It would be unjust to assert that every mixture is bad and harmful. If the three great types had remained strictly separate, the supremacy would no doubt have always been in the hands of the finest of the white races, and the yellow and black varieties would have crawled for ever at the feet of the lowest of the whites. Such a state is so far ideal, since it has never been beheld in history; and we can imagine it only by recognizing the undisputed superiority of those groups of the white races which have remained the purest.
It would not have been all gain. The superiority of the white race would have bean clearly shown, but it would have been bought at the price of certain advantages which have followed the mixture of blood. Although these are far from counter-balancing the defects they have brought in their train, yet they are sometimes to be commended. Artistic genius, which is equally foreign to each of the three great types, arose only after the intermarriage of white and black. Again, in the Malayan variety, a human family was produced from the yellow and black races that had more intelligence than either of its ancestors. Finally, from the union of white and yellow, certain intermediary peoples have sprung, who are superior to the purely Finnish tribes as well as to the negroes.
I do not deny that these are good results. The world of art and great literature that comes from the mixture of blood, the improvement and ennoblement of inferior races – all these are wonders of which we must needs be thankful. The small have been raised. Unfortunately, the great have been lowered by the sam process; and this is an evil that nothing can balance or repair. Since I am putting together the advantages of racial mixtures, I will also add that to them is due the refinement of manners and beliefs, and especially the tempering of passion and desire. But these are merely transitory benefits, and if I recognize that the mulatto, who may become a lawyer, a doctor, or a business man, is worth more than his negro grandfather, who was absolutely savage, and fit for nothing, I must also confess that the Brahmans of primitive India, the heroes of the Iliad and the Shahnameh, the warriors of Scandinavia – the glorious shades of noble races that have disappeared – give us a higher and more brilliant idea of humanity, and were more active, intelligent, and trusty instruments of civilization and grandeur than the peoples, hybrid a hundred times over, of the present day. And the blood even of these was no longer pure.
However it has come about, the human races, as we find them in history, are complex; and one of the chief consequences has been to throw into disorder most of the primitive characteristics of each type. The good as well as the bad qualities are seen to diminish in intensity with repeated intermixture of blood; but they also scatter and separate off from each other, and are often mutually opposed. The white race originally possessed the monopoly of beauty, intelligence, and strength. By its union with other varieties, hybrids were created, which were beautiful without strength, strong without intelligence, or, if intelligent, both weak and ugly. Further, when the quantity of white blood was increased to an indefinite amount by successive infusions, and not by a single admixture, it no longer carried with its natural advantages, and often merely increased the confusion already existing in the racial elements. Its strength, in fact, seemed to be its only remaining quality, and even its strength served only to promote disorder. The apparent anomaly is easily explained. Each stage of a perfect mixture produces a new type of diverse elements, and develops special faculties. As soon as further elements are added, the vast difficulty of harmonizing the whole creates a state of anarchy. The more this increases, the more do even the best and reichest of the new contributions diminish in value, and b y their mere presence add fuel to an evil which they cannot abate. If mixtures of blood are, to a certain extent, beneficial to the mass of mankind, if thy raise and ennoble it, this is merely at the expense of mankind itself, which is stunted,a based, enervated, and humiliated int eh persons of its noblest sons. Even if we admit that it is better to turn a myriad of degraded beings into mediocre men than to preserve the race of princes whose blood is adulterated and impoverished by being made to suffer this dishonourable change, yet there is still the unfortunate fact that the change does not stop here; for when the mediocre men are once created at the expense of the greater, they combine with other mediocrities, and from such unions, which grow ever more and more degraded is born a confusion which, like that of Babel, ends in utter impotence, and leads societies down to the abyss of nothingness whence no power on earth can rescue them.
Such is the lesson of history. It shows us that all civilizations derive from the white race, that none can exist without its help, and that a society is great and brilliant only so far as it preserves the blood of the noble group that created it, provided that this group itself belongs to the most illustrious brach of our species.
Of the multitude of peoples which live or have lived on the earth, ten alone have risen to the position of complete societies. The remainder have gravitated round these more or less independently, like planets round their suns. If there is any element of life in these ten civilizations that is not due to the impulse of the white races, any seed of death that does not come from the inferior stocks that mingled with them, then the whole theory on which this book rests is false. On the other hand, if the facts are as I say, then we have an irrefragable proof of the nobility of our own species. Only the actual details can set the final seal of truth on my system, and they alone can show with sufficient exactness the full implications of my main thesis, that peoples degenerate only in consequence of the various admixtures of blood which they undergo; that their degeneration corresponds exactly to the quantity and quality of the new blood, and that the rudest possible shock to the vitality of a civilization is given when the ruling elements in a society and those developed by racial change have become so numerous that they are clearly moving away from the homogeneity necessary to their life, and it therefore becomes impossible for them to be brought into harmony and so acquire the common instincts and interests, the common logic of existence, which is the sole justification for any social bond whatever. There is no greater curse than such disorder, for however bad it may have made the present state of things, it promises still worse for the future.
Source: Arthur Count de Gobineau, The Inequality of Human Races, translated by Adrian Collins (London: William Heinemann, 1915).
Gobineau on the inequality of races (1853) by Jeff Bowersox is licensed under a Creative Commons Attribution-ShareAlike 4.0 International License.
Permissions beyond the scope of this license may be available at https://blackcentraleurope.com/who-we-are/.